As Compliance Officer, Kim is an integral part of the Compliance Department, working to uphold the high standards the firm has for itself and its partners. She is responsible for reviewing and approving marketing materials, and works closely with the Chief Compliance Officer on projects and audits.
Kim began her career in the industry as a regulatory and mutual fund analyst at State Farm in Bloomington. She has had 16 years of service working closely with the mutual fund/variable products department. She currently holds a Series 6 and 26 securities license with FINRA as well as state life and health insurance licenses.
Born in Peoria, Ill., Kim and her husband, Ryan, now reside in Bloomington. Their house is full with girls – her twin daughters, Rylie and Camryn, and her step-daughters Madelyn and Kaitlyn. Kim stays busy by keeping up with her daughters’ extracurricular activities: cheerleading, volleyball, band, camps, and of course shopping. Kim also enjoys baseball. You will catch her rooting for the St. Louis Cardinals.
Contact her at firstname.lastname@example.org.