As a Compliance Officer, Kim Wohlford is a key part of the Compliance & Standards Department, working to uphold the high standards the firm has for itself and its partners. She is responsible for adviser registrations, marketing material reviews, and the onboarding of new partners. She also works closely with the Chief Compliance Officer on projects and developments.
Kim began her career in the industry as a regulatory and mutual fund analyst at State Farm in Bloomington. She has over 20 years of industry knowledge, working closely with our advisors and partners. She currently holds a Series 6, 26, and 51 securities licenses with FINRA, as well as state life and health insurance licenses.
Born in Peoria, Ill., Kim and her husband, Ryan, now reside in Bloomington. Their house is full of girls – her twin daughters, Rylie and Camryn, and her step-daughters, Madelyn and Kaitlyn. Kim stays busy by keeping up with her daughters’ extracurricular activities, including softball, camps, and of course shopping. Kim also enjoys baseball. You will catch her rooting for the Chicago Cubs.
Contact Kim at email@example.com.