As a Compliance Officer, John works together with the rest of the Compliance & Standards Team to help our network of advisors maintain Midwestern Securities’ high standards of ethics and integrity. The team oversees our advisors in the field and provides them with regulatory guidance and support.
John holds a bachelor’s degree from the University of Evansville. He began his career in the financial industry in the Midwestern Securities FastTrack™ advisor training program, where he earned his FINRA Series 7 and 66 licenses, as well as his Illinois Life and Health Insurance license. Upon graduating from the FastTrack™ program, John worked as a financial advisor for five years before returning to Midwestern Securities to take his current position. His experience as an advisor has given him a unique perspective on the importance of maintaining compliance standards. Since joining the home office team, he has added the FINRA Series 24 license to his credentials.
A native of Fairfield, Ill., John now resides in the Austin, Texas, area with his girlfriend, their cat, and more than 50 houseplants. In his free time, he enjoys cooking, hiking, and reading, and is a big fan of the Cardinals and the Blues.