Disclosures
General Disclosures
- Disclosure Summary
- Privacy Policy
- Form ADV Part 2A
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If you currently hold an advisory account through Midwestern Securities through NFS, we are required to provide you with notification of your entitlement to a copy of our disclosure brochure known as Form ADV 2A. Please call Midwestern Securities at (800) 732-8601 for a physical copy mailed to your address of record or visit HTTPS://ADVISERINFO.SEC.GOV/.
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- Wrap Fee Brochure
- Disapproved Product List
- Qualified Variable Annuity Policy
- Order Routing Information Rule 606
- Mutual Fund Disclosure Statement
- Bank Deposit Sweep Program
Regulation Best Interest
Click on the text links above to view the files.
